CAR 2022: What should you focus on?
The Irish Client Asset Regulations (the CAR) were introduced to inspire public confidence and protect investors if an investment firm...
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Blog
Priscilla Gaudoin
- Feb 15, 2022
Transparency & Transfer Agents
Prior to AIFMD and UCITS V, transfer agents (TAs) were unknown, however the need for greater transparency and trust has raised their...
18
Priscilla Gaudoin
- Oct 6, 2021
What is CMAR anyway?
The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all...
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Priscilla Gaudoin
- Sep 29, 2021
CASS Firms: Focus on Resilience
In 2020 the FCA issued three Dear CEO letters. The letters were a reminder to firms of the obligations relating to client assets and...
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John O'Dwyer
- Jul 21, 2020
COVID-19: Is the regulator cutting CASS firms some slack?
With the unprecedented levels of support coming from government to numerous business sectors to mitigate the impact of the COVID-19,...
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