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CAR 2022: What should you focus on?

The Irish Client Asset Regulations (the CAR) were introduced to inspire public confidence and protect investors if an investment firm...

Transparency & Transfer Agents

Prior to AIFMD and UCITS V, transfer agents (TAs) were unknown, however the need for greater transparency and trust has raised their...

What is CMAR anyway?

The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all...

CASS Firms: Focus on Resilience

In 2020 the FCA issued three Dear CEO letters. The letters were a reminder to firms of the obligations relating to client assets and...

COVID-19: Is the regulator cutting CASS firms some slack?

With the unprecedented levels of support coming from government to numerous business sectors to mitigate the impact of the COVID-19,...