CAR 2022: What should you focus on?
The Irish Client Asset Regulations (the CAR) were introduced to inspire public confidence and protect investors if an investment firm...
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Blog
Priscilla Gaudoin
- Feb 15, 2022
Transparency & Transfer Agents
Prior to AIFMD and UCITS V, transfer agents (TAs) were unknown, however the need for greater transparency and trust has raised their...
57
Priscilla Gaudoin
- Oct 20, 2021
Discover the benefits of CASS audits
Whilst it is not the regulator’s objective to prevent firms from failing, where a firm does fail, the aim is to manage this in an orderly...
264
Priscilla Gaudoin
- Oct 6, 2021
What is CMAR anyway?
The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all...
538
Priscilla Gaudoin
- Sep 29, 2021
CASS Firms: Focus on Resilience
In 2020 the FCA issued three Dear CEO letters. The letters were a reminder to firms of the obligations relating to client assets and...
187
John O'Dwyer
- Jul 21, 2020
COVID-19: Is the regulator cutting CASS firms some slack?
With the unprecedented levels of support coming from government to numerous business sectors to mitigate the impact of the COVID-19,...
27
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