Priscilla GaudoinJan 23CAR 2022: What should you focus on?The Irish Client Asset Regulations (the CAR) were introduced to inspire public confidence and protect investors if an investment firm...
Priscilla GaudoinMay 26, 2022Prevent bribery occurring on your watch The Bribery Act 2010 updated former outdated legislation. The Act explains bribery & sets out various offences under the Act: Being...
Priscilla GaudoinOct 20, 2021Discover the benefits of CASS auditsWhilst it is not the regulator’s objective to prevent firms from failing, where a firm does fail, the aim is to manage this in an orderly...