Governance and Oversights Compliance Solutions
Governance and Oversights
Transparency and accountability are integral elements of any governance framework. This structure is further supported by a system of reporting, with information appropriately tailored for each level of responsibility within firms. Without effective controls and good communication channels, failures could easily occur. It becomes essential for firms to look at their business structure, activities and how they conduct business to determine what will work for them.
To ensure boards can have timely, accurate and relevant information, we work with Executive Director and Chief Executive Officer to better manage key compliance workflows and demonstrate reviews and updates. With our solution, management information is available which directly provide stakeholders with an up-to-the-minute overview of compliance results.
Why Ruleguard for Governance & Oversight?
Provide Assurance to Governing Bodies
Ruleguard’s online workflows make it simple for firms to track tasks through to completion. Our repository features allow you to store and keep an audit trail of relevant documents in one place.
Rich and Timely Reporting
Ruleguard's personal dashboards allow individuals to track key tasks, complaints and issues in real-time to generate timely reports without fuss.
Ruleguard's key features include:
Save time and effort by using a centralised repository
Store all data in one place in a single repository
Facilitate timely escalation of issues to enable speedy resolution
Improve governance and oversight of key risks
Reduce risk of non-compliance due to regulatory change
Gain assurance via personal dashboards
Solutions for Governance & Oversight
Explore in-depth blogs and resources that explore the hot topics within the regulatory landscape.