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Financial Promotions:
Gateway to Success
Thursday 30th November 2023 | 10.30am - 11.30am (GMT)
Financial promotions take a variety of forms, and their content can have a huge impact over the decisions made by the public. Consequently, it is crucial that any promotions meet minimum standards to enable consumers to make informed and appropriate decisions. New requirements come into force from February 2024, but firms need to act now and prepare for the regulatory gateway. In our next live event, we’ll be exploring the financial promotions regime and what the changes mean for you and your firm.
Join us as we delve into the following areas:
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What is the Financial Promotions Gateway?
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What’s changed and why?
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Challenges facing firms
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Regulatory perspective
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Impact upon other regulatory initiatives
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Meeting your obligations
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Ruleguard’s approach
We’ll help you with practical tips to demonstrate a robust approval process.
Speakers
Priscilla Gaudoin
Head of Risk & Compliance
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Matthew Bruce
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.