Thu, 03 Mar

|

Zoom

Demonstrating CASS Compliance

This event is free to attend

Registration is Closed
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Demonstrating CASS Compliance

Time & Location

03 Mar, 10:30 – 11:30 GMT

Zoom

About the Event

Regulatory attention has recently focused on operational resilience giving it equal importance as financial resilience. Consequently, firms must have robust governance infrastructures and in a world where we’re able to conduct business globally, oversight of third-parties is vital.

Axiom HQ sharing our insights

In this session, Axiom HQ explores the challenges facing CASS firms regarding governance and oversight arrangements. Our experts consider how to improve processes to manage CASS compliance effectively.

  • Priscilla Gaudoin, Head of Client Regulation, Axiom HQ
  • Matthew Bruce, Head of Product, Axiom HQ

Please join our webinar for an opportunity to participate in our Q&A session.

Key learning takeaways

  • Demonstrating governance of your CASS requirements
  • Oversight of third party arrangements
  • Regulatory expectations
  • Steps for Success

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  • Demonstrating CASS Compliance

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    Regulatory attention has recently focused on operational resilience giving it equal importance as financial resilience.

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