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Build a Winning Risk Strategy

Friday 29th September 2023 | 10.00am - 11.00am (BST)

The ability to identify, manage and control risks is a basic requirement for regulated firms, but demonstrating appropriate systems and controls isn’t always easy.   Firms continue to receive hefty fines from the regulators for failing to meet Principles 2 & 3, and the more detailed SYSC requirements.  How can we improve our risk management frameworks?


Join our experts as we consider the following aspects of risk management:

  • Key features of a risk aware culture

  • Understanding risk maturity in firms

  • Risk appetite and its impact

  • Internal communications


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Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.

She has also held senior management roles as both a Chief Compliance Officer and MLRO. 

Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

Priscilla Gaudoin

Head of Risk & Compliance

Copy of Matthew Bruce.jpg

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years’ experience in software development and has worked on Ruleguard since launch.

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.

Matthew Bruce

Platform Director

Watch on demand

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