%2011.png){kind=small}
Build a Winning Risk Strategy
Friday 29th September 2023 | 10.00am - 11.00am (BST)
The ability to identify, manage and control risks is a basic requirement for regulated firms, but demonstrating appropriate systems and controls isn’t always easy. Firms continue to receive hefty fines from the regulators for failing to meet Principles 2 & 3, and the more detailed SYSC requirements. How can we improve our risk management frameworks?
Join our experts as we consider the following aspects of risk management:
-
Key features of a risk aware culture
-
Understanding risk maturity in firms
-
Risk appetite and its impact
-
Internal communications
-
Understanding a risk management framework
Speakers
Priscilla Gaudoin
Head of Risk & Compliance
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Matthew Bruce
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.