Accountability in Financial Services: Preparing for Change
27th April 2023 | 10:30am – 11:30am
Stay ahead of the curve: Get a comprehensive look at the changing landscape of regulatory compliance in the UK and globally.
Join us to find out more about:
The latest regulatory developments
How effective collaboration can help firms stay compliant
How to monitor compliance efficiently
How to provide regulatory assurance
How Ruleguard can help you
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Head of Client Regulation
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Watch on demand
What makes this topic so crucial?
An effective accountability management procedure helps to reduce the risk of misconduct and ensures that firms operate in the best interests of their clients.
Our experts will discuss the latest developments in the UK and globally, and what they mean for individual firms, groups, and third parties. We will also explore strategies for effectively preparing and providing assurance that your firm is meeting regulatory expectations.
Plus, our Platform Director, Matthew Bruce, will provide an overview of Ruleguard's approach to help firms confidently demonstrate compliance. Don't miss this opportunity to learn from the experts and ensure your firm is compliant.